| Notice Filed with SOS |
07/11/2013 |
| Rule |
ProposedRuleAttach2013-00732.RTF |
| Statutory Authority |
Section 11-51-704, C.R.S. Rules, forms, and orders. |
| Description of Subjects/Issues |
This amendment effectively adds a licensing exemption for business brokers by explicitly stating that they are not "broker-dealers". |
| Purpose/Objective of Rule |
This amendment effectively adds a licensing exemption for business brokers by explicitly stating that they are not "broker-dealers." |
| Basis And Purpose |
BasisandPurposeAttachment2013-00732.PDF
|
| Submitted in response to issues raised by COLS/OLLS? |
No
|
| Is this rule adopted in response to recent legislation? |
|
| Hearing Date |
08/26/2013 |
| Hearing Time |
02:00 PM |
| Hearing Location |
DORA Division of Securities, 1560 Broadway, Suite 975, Denver, CO 80202 |
| Contact Name |
Gerald Rome |
| Contact Title |
Deputy Securities Commissioner |
| Contact Telephone |
303-894-2320 |
| Contact email |
gerald.rome@state.co.us |